Internal Audit, AML – Senior Associate
Gravity IT Resources
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Job Title: Senior Associate – Internal Audit (AML/Financial Crimes/Compliance)
Location: New York, NY or London, UK (4 days a week on-site)
Job Description:
Our client is seeking experienced Senior Associates to join their Internal Audit team to support their Anti-Money Laundering (AML), Financial Crimes, and Compliance functions. This role involves working closely with the compliance and legal teams to execute audits, including planning, control design assessment, and control effectiveness testing.
Key Responsibilities:
- Audit Execution: Plan and conduct audits focusing on AML, Financial Crimes, and Compliance areas. This includes evaluating control design and testing control effectiveness.
- Control Design Assessment: Assess and review the design of controls to ensure they are adequate for managing financial crimes and compliance risks.
- Control Effectiveness Testing: Test the effectiveness of controls and provide insights on their performance and areas for improvement.
- Collaboration: Work with compliance and legal teams to understand audit requirements and provide actionable recommendations.
- Reporting: Document audit findings and prepare comprehensive reports to communicate results to stakeholders.
Requirements:
- Experience: Minimum of 4-6 years of audit experience with a strong background in compliance, AML, or financial crimes.
- Skills: Proficiency in planning and executing audits, assessing control design, and testing control effectiveness. Strong analytical and communication skills are essential.
- Education: Bachelor’s degree in Accounting, Finance, Business Administration, or a related field. Relevant certifications (e.g., CPA, CISA, CAMS) are preferred.
- Location: Must be available to work on-site in New York, NY, approximately 4 days a week. London, UK is also an option for the right candidate.