Internal Audit – Risk/Control Management

Gravity IT Resources

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Job Title: Internal Audit – Risk/Control Management 

Location: REMOTE


Job Description:

We are seeking a highly skilled and experienced Risk and Control Management Specialist to join our team. The ideal candidate will possess specialist knowledge in Risk and Control Management, Risk Governance Frameworks, and Risk & Control Transformations. This role is critical in ensuring the effectiveness of our Enterprise Risk Management Programs and Board Management Oversight, with a specific focus on regulatory MRA validations and Consent Orders.

Key Responsibilities:

  • Risk Management Oversight:

    • Develop, implement, and maintain comprehensive Risk and Control Management frameworks and methodologies.
    • Monitor and report on key risk areas, including stress testing, Risk Appetite, Risk Identification, RSCA (MCA), and Monitoring/Reporting/Escalation.
    • Conduct thorough assessments of risk management practices and recommend improvements.
  • Governance and Transformation:

    • Lead and support the transformation of Risk & Control frameworks in alignment with evolving industry standards and regulatory requirements.
    • Collaborate with senior management to enhance risk governance structures and processes.
  • Regulatory Compliance:

    • Perform live reviews of Internal Audit’s regulatory issue validation work to ensure adherence to regulatory requirements and standards.
    • Support and contribute to the validation of regulatory MRA (Matter Requiring Attention) findings and Consent Orders.
    • Assist in the preparation of documentation and reports for regulatory bodies as needed.
  • Project Management:

    • Manage and execute various risk and control-related projects as assigned, ensuring timely and effective delivery.
    • Collaborate with cross-functional teams to address emerging risk issues and develop strategic solutions.

Qualifications:

  • Education and Experience:

    • Bachelor’s degree in Finance, Accounting, Risk Management, or a related field. Master’s degree or professional certifications (e.g., CPA, CIA, CISA) preferred.
    • Minimum of 5 years of experience in risk management, internal audit, or a related field within the financial services industry.
    • Proven experience with regulatory MRA validations and Consent Orders.
  • Skills and Knowledge:

    • In-depth knowledge of Risk and Control Management, Risk Governance Frameworks, and Risk & Control Transformations.
    • Strong understanding of Enterprise Risk Management Programs and Board Management Oversight.
    • Familiarity with key risk areas such as stress testing, Risk Appetite, Risk Identification, RSCA (MCA), and Monitoring/Reporting/Escalation.
    • Excellent analytical, problem-solving, and communication skills.
    • Ability to work effectively in a fast-paced, dynamic environment and manage multiple priorities.

Additional Requirements:

  • Must have a strong financial services background.
  • Experience in regulatory issue validation and compliance.
  • Ability to work collaboratively with internal and external stakeholders.
  • Proficiency in relevant risk management tools and software.

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